Therapeutic Vaccine Development in Lung Cancer: Update and Recent Advances

Therapeutic Vaccine Development in Lung Cancer: Update and Recent Advances

Evolving Standards of Care
Aug 27, 2021
Mohamad Omar Ashi
Stéphanie Corgnac
Fathia Mami-Chouaib
Mohamad Omar Ashi, PhD; Stéphanie Corgnac, PhD; and Fathia Mami-Chouaib, PhD
Mohamad Omar Ashi, PhD; Stéphanie Corgnac, PhD; and Fathia Mami-Chouaib, PhD

Most cancer immunotherapies currently in development aim to stimulate antitumor T-cell responses either by adoptive transfer of in vitro expanded native or genetically modified T lymphocytes targeting malignant cells,1 ,2  administration of neutralizing monoclonal antibodies (mAb) specific to T-cell inhibitory receptors, such as cytotoxic T-lymphocyte-associated antigen-4 (CTLA-4) and programmed death-1 (PD-1),3 ,4 ,5 ,6 ,7 or therapeutic vaccination of cancer patients with tumor-associated antigens (TAA).8 ,9 ,10 In this regard, identification of cancer-specific peptide antigens, by analysis of tumor-reactive cytotoxic T lymphocytes (CTL) derived from cancer patients, has been used to design various therapeutic vaccines, including for the treatment of lung cancer.8

Lung Cancer Vaccines: History and New Trends

Optimal cancer vaccines include those that rely on DNA sequences or RNA molecules, as well as synthetic long peptides derived from TAA, such as cancer testis antigens, viral antigens, and mutant antigens, delivered with an adjuvant or pulsed on autologous or allogeneic dendritic cells (DC).11 Initial TAA-based therapeutic vaccines showed low toxicity profiles and good tolerability. One vaccine developed to treat lung cancer by GlaxoSmithKline (GSK) used the MAGE-A3 antigen. In a phase II trial in patients with lung cancer who had undergone surgery to remove their tumors, this vaccination reduced the risk of relapse after 28 months by 27%. The reduction was not statistically significant, as there were only 182 patients in the trial, but it trended in the right direction. GSK then conducted a phase III trial in over 2,000 patients with early-stage lung cancer. Unfortunately, adjuvant treatment with the MAGE-A3 immunotherapeutic did not increase disease-free survival (DFS) compared with placebo in patients with MAGE-A3-positive surgically resected NSCLC.12 Another therapeutic vaccination conducted with the PRAME antigen demonstrated anti-PRAME humoral responses, but because a similar treatment had not revealed objective cancer regression nor an increase in DFS in patients with NSCLC, further development was stopped.13 More recently, a vaccine that targets the telomerase reverse transcriptase was tested in a phase IIB trial in patients with NSCLC who are positive for the HLA-A2 antigen. Although the vaccine could induce specific CD8 T-cell responses, it failed to improve patient OS.14

Furthermore, a peptide vaccine from Merck KgaA (Stimuvax) sought to stimulate the immune system against the mucin (MUC)1 antigen. In a stage III trial including 1,300 patients with inoperable NSCLC, the primary endpoint of OS did not differ between placebo and vaccine with cyclophosphamide. However, in a subgroup analysis, patients who received vaccine after concurrent chemoradiotherapy had a 10.2-month improvement in median survival.15 In addition, a phase IIB trial with TG4010 vaccine (viral vaccine comprising human MUC1 and interleukin [IL]-2) and first-line chemotherapy was conducted by Transgene in 148 patients with advanced NSCLC. Six-month PFS was 43% in the TG4010-plus-chemotherapy group and 35% in the chemotherapy-alone group, suggesting that TG4010 could enhance the effects of chemotherapy.16 A phase IIB-III trial was then conducted, and data supported the clinical value of TG4010 plus chemotherapy.17 In another study, TG4010 improved survival in some patients with NSCLC and correlated with induction of CTL responses against targeted and non-targeted TAA.18 Moreover, an indoleamine 2,3-dioxygenase (IDO) peptide vaccine showed durable clinical responses on long-term follow-up in patients with stage III-IV NSCLC.19

In contrast, a personalized multi-peptide vaccination (up to 31 peptides from several TAAs) for patients with previously treated advanced NSCLC did not improve survival in combination with docetaxel, although a humoral immunological response was observed.20 Among multi-epitopic therapeutic vaccines in NSCLC, the IDM-2101 vaccine (peptide vaccine including nine epitopes covering five TAAs overexpressed in lung cancer and the universal helper pan-DR epitope), administered as monotherapy to patients with pre-treated HLA-A2, yielded some efficacy in terms of survival.21 Another active immunotherapy approach has been tested by OSE Immunotherapeutics using 10 epitopes selected from five TAAs. A phase 2 clinical trial conducted in patients who had NSCLC with a poor prognosis showed a better survival rate, which correlated with T-cell epitope responses. A phase 3 trial in patients with NSCLC who are positive for the HLA-A2 antigen, after the failure of PD-1 blockade, was then conducted and has shown some benefit in OS (Table 1).22 A mRNA-based vaccine encoding five NSCLC antigens conducted in a phase I/IIa trial demonstrated immune responses supporting further clinical investigation.23 Another mRNA vaccine encoding six NSCLC TAAs co-delivered with protamine/mRNA complexes that had self-adjuvant properties was also tested and some responses were observed.24

Perspectives and Future Direction

Although new treatment avenues are opening up for NSCLC, including TAA-based cancer vaccines, most phase III clinical trials have not yet demonstrated survival benefits, despite the promising results achieved in preliminary phase II randomized trials. Indeed, the therapeutic benefit of currently available therapies remains limited in NSCLC, which still represents the major cause of cancer-related mortality worldwide, and cancer vaccines have not been successful in particular in late-stage patients with treatment-refractory tumors.9 ,25 A recent pilot study conducted in 12 patients with metastatic lung cancer who received a personalized vaccine based on neoantigen peptide-pulsed autologous DC also demonstrated limited objective effectiveness.26 As a general rule, only a fraction of patients with cancer have responded to current therapeutic interventions, most likely due to multiple pre-existing and acquired mechanisms leading to tumor escape from T-cell immunity.27 ,28 Among resistance mechanisms, expression of inhibitory receptors on vaccine-induced, tumor-specific CD8 T lymphocytes probably plays an important role.29 ,30 Therefore, therapeutic cancer vaccines based on mutant neoantigens have been combined with immune checkpoint blockade (ICB) to promote proliferation of tumor-specific T lymphocytes and overcome T-cell exhaustion. Studies based on immunization of melanoma patients with personalized neoepitope peptide vaccines or RNA-based poly-neoepitope vaccines in combination with anti-PD-1 demonstrated tumor regression with expansion of the repertoire of neoantigen-specific T cells.31 ,32 More recently, TAA RNA vaccines were combined with PD-1 blockade, and clinical responses, accompanied by the induction of strong CD4 and CD8 T-cell immunity against the vaccine’s non-mutated TAAs, were observed.33 Nevertheless, relapse associated with outgrowth of β2m-deficient tumor cells as an acquired mechanism of resistance was reported in responder patients.33 Indeed, downregulation of antigen presentation machinery (APM) components, such as the loss of β2m, is frequently used by tumors to evade CTL reactivity. 

Among additional mechanisms involved in tumor resistance to CD8 T-cell immunity, alterations in transporter associated with antigen processing (TAP) play a major role by inducing a sharp decrease in surface expression of major histocompatibility complex-class I (MHC-I)/β2m-peptide complexes, enabling malignant cells to evade CTL-mediated killing.34 ,35 ,36 ,37 ,38 ,39  Consistently, earlier studies from several groups, including ours, have focused on defects in antigen presentation machinery (APM) in cancer cells, in particular loss of MHC-I molecules and downregulation of TAP1 and/or TAP2 subunit, resulting in resistance to T-cell receptor (TCR)-dependent cytotoxicity.40 ,41 Therefore, developing novel immunotherapies with tumor neoantigens that are selectively presented by cancer cells carrying defects in antigen processing, referred to as T-cell epitopes associated with impaired peptide processing (TEIPP), is a novel therapeutic option for patients with acquired resistance to cancer immunotherapies. TEIPP-specific T cells represent valuable resources to target immune-edited MHC-I-low tumors that have acquired resistance to CD8 T-cell immunity and presumably also to ICB.42 In this context, we previously identified the first human non-mutated tumor neoepitope recognized on MHC-I-low NSCLC tumor cells by an autologous CTL clone isolated from tumor-infiltrating lymphocytes of a lung cancer patient. This epitope (ppCT16-25) is derived from the preprocalcitonin (ppCT) signal sequence and is processed independently of TAP.40 ,43 Additional human non-mutant neoantigens presented by TAP-deficient tumors were more recently identified using a combinatorial screening approach.44 These non-mutant neoepitopes, together with the ppCT16-25 neoepitope, represent attractive candidates for therapeutic cancer vaccines targeting immune-escaped tumor variants. Consistently, our group had provided in vitro and in vivo proofs of concept of an active cancer immunotherapy based on a cocktail of ppCT peptides, including the ppCT16-25 TEIPP, capable of inducing antitumor CTL responses in HLA-A*0201/HLA-DR3-transgenic mice and in NOD-scid-Il2rγnull mice adoptively transferred with human peripheral blood mononuclear cells, resulting in regression of established tumors expressing low levels of HLA-A2/human ppCT complexes.45 These results support the conclusion that TEIPP correspond to valuable shared neoepitopes to target cancer cells expressing low levels of HLA-class I molecules as a consequence of alteration in TAP expression upon antitumor CTL pressure.


The specificity of therapeutic vaccination combined with ICB offers an attractive avenue for the development of future cancer immunotherapies for patients with acquired resistance to current treatments. Non-mutant neoantigens, combined with shared TAAs and mutant neoepitopes, are well suited to target tumor heterogeneity in order to eliminate all types of malignant cells deficient or proficient for TAP expression. Combination of a TEIPP-based cancer vaccine with checkpoint inhibitors, such as anti-PD-(L)1 in NSCLC, can expand antigen-specific T lymphocytes and induce a broader T-cell specificity repertoire, overcoming T-cell exhaustion and resulting in elimination of malignant cells, including multi-resistant, immune-escaped tumor variants.

Disclosure: Dr. Mami-Chouaib is the founder of ElyssaMed, a developer of immunotherapy cancer vaccines.

Table 1. Clinical Trials of Lung Cancer Vaccines Encoding TAA



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About the Authors

Dr. Ashi Smiling in the lab wearing a white coat

Mohamad Omar Ashi

Postdoctoral Researcher
Dr. Ashi is a postdoctoral researcher at Gustave Roussy, Villejuif, France.
Dr. Corgnac wearing a lab coat and smiling

Stéphanie Corgnac

Postdoctoral Researcher
Dr. Corgnac is a postdoctoral researcher at Gustave Roussy, Villejuif, France.
Dr. Mami-Chouaib wearing a lab coat smiling

Fathia Mami-Chouaib

Head of the Integrative Tumor Immunology and Immunotherapy Lab
Dr. Mami-Chouaib is head of the Integrative tumor immunology and immunotherapy lab at Gustave Roussy, Villejuif, France.